不要再问了 人家SIPC的规则写在那里都不看的 就那么两段Q&A的文字而已
撷取重点翻译
Q: Is a non-U.S. corporation eligible for protection from SIPC?
请问非美国的机构是否适用SIPC?
A: Generally, a corporation organized under non-U.S. law and/or with its
principal place of business outside the United States may qualify as a “
customer” under the Securities Investor Protection Act and may be eligible
for SIPC protection. A corporation that is a bank or securities broker-dealer
acting on its own behalf, not on behalf of customers, however, is not
eligible for SIPC protection.
一班来说，非美国的法律下的机构，且/或其机构主要业务范围是在美国以外，该机构将
被视为一个顾客，适用SIPC。然而如果一个机构是银行或证券业务，如果只代表他自己而
不代表全体顾客，那么将不适用SIPC。
PS: 如果机构代表他自己一个实体，不受到保护。然而这并不代表机构如果代表整体客户
就一定有保护。若P则Q的等价只有非Q则非P，而不是非P则非Q。SIPC知道有些人没学
过逻辑，所以还有一段Q&A，如下:
Q: I am a customer of a non-U.S. (foreign) brokerage firm that is not a SIPC
member, but that has a relationship with a U.S. brokerage firm that is a
member of SIPC. Am I eligible for SIPC protection?
我是一个美国以外、其他国家的证券委托机构的客户，该证券委托机构并非SIPC成员
请问我是否仍受到保护?
A: SIPC protection is available only with respect to cash and securities
credited to a customer account at a SIPC-member brokerage firm in liquidation
or in a direct payment procedure under the Securities Investor Protection Act
(SIPA). If a foreign brokerage firm has opened an account for its customers
at a SIPC-member firm, and if the member firm is placed in SIPA liquidation,
each of the foreign firm’s customers may be eligible for SIPC protection on
a pass-through basis. It is important to emphasize that SIPC protection is
only available in a SIPA proceeding, and is not available in any non-SIPA
bankruptcy or insolvency proceeding of a non-SIPC member firm.
SIPC只保护存在SIPC成员机构的帐户内的现金及证券。如果国外证券机构为其顾客在SIPC
成员机构都开一个帐户，当事件发生后，每个顾客均受到保护
以上 够清楚了吧
要不我先问问复委托群众 请问你们复委托的上手券商那边的帐户是你的吗? 号码是什么?
几点take-away
1. 即使券商破产 也不一定要走到SIPC
2. 复委托的保护 源自于国内券商对你的承诺 而不是SIPC给的承诺
※ 引述《ssnopra (provia不要开口～不要回 )》之铭言：
: 各位前辈好
: 想问一下
: 有人知道国泰美股复委托的美国券商是哪间吗？
: 用复委托是否就不受到sipc跟fdic的保护了呢？
: 谢谢