楼主: 
Churning (Scienter)   
2015-12-02 13:33:38※ 引述《eqil ()》之铭言:
: 3.Mark Hannning, CFA, is writing a research report on a firm. Hanning's
:   supervisor, Rob Jannsen, sees a draft which includes favorable earnings
:   projections. A few days later, Hanning obtains additional data that
:   causes him to revise the projections downward. Right before public
:   distribution of this report, Hanning learns that Jannsen has substituted
:   the earlier, more favorabl earnings projections into the report without
:   Hannning's knowledge. Hanning should most appropriately:
:   A. consult with internal counsel and insist that this matter be reported
:      to the regulators immediately.
:   B. insist that either the report be corrected, or his name be removed
:      from the report
:   C. permit publication of this report, but issue a follow-up report
:      correcting the earnings projections.
: Ans: B
改动已经影响到预测结果,你必须反应
: 15.Jenny Pickler, a Level II CFA Candidate, writes an economic forecast
:    containing several interset rate projections. Her firm's investment
:    committee reviews Pickler's report and changes several of the interest
:    rates Pickler ahd forecast. To comply with CFA Institute Standards,
:    Pickler:
:    A. does not need to take any further action.
:    B. should ask that her name be removed from the report.
:    C. must independently review the data supporting the investment committee's
:       changes.
: Ans: A
经过了review,而也只是细微修改,没有说会影响结果,不必反应
这两个比较难区分
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