※ 引述《eqil ()》之铭言:
: 3.Mark Hannning, CFA, is writing a research report on a firm. Hanning's
: supervisor, Rob Jannsen, sees a draft which includes favorable earnings
: projections. A few days later, Hanning obtains additional data that
: causes him to revise the projections downward. Right before public
: distribution of this report, Hanning learns that Jannsen has substituted
: the earlier, more favorabl earnings projections into the report without
: Hannning's knowledge. Hanning should most appropriately:
: A. consult with internal counsel and insist that this matter be reported
: to the regulators immediately.
: B. insist that either the report be corrected, or his name be removed
: from the report
: C. permit publication of this report, but issue a follow-up report
: correcting the earnings projections.
: Ans: B
改动已经影响到预测结果,你必须反应
: 15.Jenny Pickler, a Level II CFA Candidate, writes an economic forecast
: containing several interset rate projections. Her firm's investment
: committee reviews Pickler's report and changes several of the interest
: rates Pickler ahd forecast. To comply with CFA Institute Standards,
: Pickler:
: A. does not need to take any further action.
: B. should ask that her name be removed from the report.
: C. must independently review the data supporting the investment committee's
: changes.
: Ans: A
经过了review,而也只是细微修改,没有说会影响结果,不必反应
这两个比较难区分
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