[新闻] 美监理单位在兆丰第二间分行发现疏漏

楼主: a234john168 (废文局副局长)   2016-09-30 23:39:21
1.原文连结(必须检附):
http://www.reuters.com/article/us-taiwan-megafinancial-idUSKCN1201X3
2.原文内容:
Taiwan's Mega Financial says U.S. regulators found lapses at second branch
A U.S. state regulator has found the Chicago banking branch of Taiwan's Mega
Financial Holding Co has not met required compliance controls, the president
of the Taiwanese financial firm told Reuters on Friday.
据兆丰金周五向本社转述,美国主管机关已发现台湾兆丰金的芝加哥分行未达到
要求的法遵标准。
It is the second bank branch of the state-controlled firm to run afoul of
U.S. financial authorities, after its New York branch was fined $180 million
for lax compliance and anti-money laundering violations in August.
这是这家官股公司在纽约分行因法遵疏忽和违反反洗钱规范在八月遭裁罚1.8亿美金后
,第二间违反主管机关要求的分行了。
Mega Financial, which has close ties to Taiwan's government, has been under
scrutiny since about 200 of its customers were named in the so-called Panama
Papers, a massive leak of documents from a Panamanian law firm that put the
spotlight on the shadowy world of offshore companies used to avoid tax.
兆丰金与台湾政府有紧密连结,其因为一个巴拿马法律事务所所外泄之文件,即巴拿马文
件而受到关切,约有两百名兆丰的顾客在该份名单上。巴拿马文件涉及离岸公司在台面下
的逃税安排。
President Bruce L.Y. Yang said financial regulators had uncovered problems
with internal controls at the Chicago branch of Mega International Commercial
Bank, known as Mega Bank, and requested the branch manager be replaced.
总经理Bruce L.Y. Yang表示监理机关揭露了芝加哥分行有关内控的问题,并
要求撤换分行经理。
"The Chicago branch has to improve some deficiencies in regulatory
compliance," Yang said. He added that the branch manager had been replaced,
but it was unclear if the bank would face a fine.
"芝加哥分行必须改善其某些法规遵循的缺陷。",Yang表示,他并表示,虽然分行经理已
被撤换,但银行本身是否会面临罚款仍是未知。
Yang, the president of both the parent holding company and the bank, one of
Taiwan's biggest lenders, said its chairman, Michael C.S. Chang, would travel
to Chicago, New York and Canada next week.
总经理表示董事长会在下星期赴芝加哥、纽约及加拿大说明。
Terry Horstman, a spokesman for the Illinois state banking regulator, whose
jurisdiction includes Chicago, declined to comment on whether the agency had
examined or probed the bank.
伊利诺州银行监理机关发言人Terry Horstman拒绝发表关于是否已经调查该银行的评论,
该监理机关管辖范围包含芝加哥。
"At this point in time, there is no public enforcement action against Mega
International Commercial Bank's branch in Chicago by the Illinois Department
of Financial & Professional Regulation's banking division," Horstman said.
"此时此刻,本机关尚未有对兆丰芝加哥分行的执法行动。"Horstman说道。
Chang told a news conference earlier this week that Mega Bank's overseas
branches were coming under greater scrutiny by regulators abroad following
critical lapses involving suspect transactions between its New York and
Panama branches.
董事长于本周稍早的记者会表示,在纽约分行和巴拿马分行间出现可疑交易的交易缺失后
,兆丰的海外分行正接受他国监理机关更严格的审查。
Chang said the branches underwent annual inspections but regulators,
including those in the United States, Canada and Panama, have become more
stringent about them in the wake of the fine the New York State Department of
Financial Services slapped on Mega's New York branch in August.
董事长表示分行都有进行年度稽查,但在八月份纽约分行遭罚款后,美国、加拿大和巴拿
马的监理机关都加强了力度。
The New York regulator had found lax compliance and anti-money laundering
violations involving Panama transactions.
Mega Bank has branch offices in Los Angeles, Chicago and New York.
3.心得/评论(必需填写满20字):
星期一2886的命运为何 我个人是认为电梯还要再往__个两三楼啦
大家怎么看呢

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