[请益] 关于MANDATORY REORGANIZATION FEE

楼主: snakes (snakes)   2016-11-09 14:57:22
最近检视帐户纪录发现因为PICK进行Reverse Split,
TD收了一笔MANDATORY REORGANIZATION FEE 38镁!?
写信问客服回应大概是表示TD进行Reverse Split每帐号的成本是100镁,
且无法预先通知要进行Reverse Split,以利客户事先卖出持股避免被收取此费用
收38镁已经很优惠了,你就吞下去吧~
不知道是否因PICK不在TD commission-free ETFs表列中才出现此一费用?
咕狗了一下好像必须是TD优质客户才可以免除费用,
因为只有在TD买PICK,不知其他卷商是否也有同样情况,
提供我遇到的情况供板友参考,长期持有的成本看来还必须考虑此种不可预知的费用~
以下为客服回复原文
Hello,
Thank you for writing, I'm glad you did! Your stock, Ishares, on 11/2/16,
performed a 1:2 Reverse Split. What this means is that for every 2 shares
that you owned, the company gave you one share worth 2 times the value of the
old shares, so that it was an even exchange.
Due to this split, your account was charged a mandatory reorganization fee of
$38. This fee is charged because the stock had to be re-registered under a
new CUSIP via manual entries on your account.
TD Ameritrade does understand that you do not have control over the
reorganization of a stock you own. In fact, the vast majority of this type of
reorganization is not known to TD Ameritrade nor any other broker prior to
the action; the companies are not required to give advance notice. However,
if the issuing company mandates reorganization, TD Ameritrade must process
the reorganization for your account.
The actual cost to TD Ameritrade of a reorganization is right at $100.00 per
account; we ask that you take on the $38 that was charged to your account, TD
Ameritrade takes care of the rest as a cost of doing business. We appreciate
your understanding in this matter.
I hope this information is helpful, because we truly appreciate your
business. If there's anything else we can help you with, please reply to
this message.
Thank you,
Nancy Lee
Client Services
TD Ameritrade, Inc.

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